The Investment Company Regulation Deskbook
The Investment Company Regulation Deskbook. Amy L. Goodman
- Author: Amy L. Goodman
- Published Date: 01 Mar 1997
- Publisher: Aspen Publishers Inc.,U.S.
- Original Languages: English
- Format: Hardback
- ISBN10: 1567062776 Download: The Investment Company Regulation Deskbook
The Investment Company Act of 1940 is an act of Congress. It was passed as a United States Public Law (Pub.L. 76 768) on August 22, 1940, and is codified at 15 U.S.C. 80a-1 80a-64. Along with the Securities Exchange Act of 1934 and Investment Advisers Act of 1940, and extensive rules issued Role of Independent Directors of Investment Companies Investment Company Act rule amendments, contact Jaea F. Hahn, Attorney in The Investment Company Regulation Deskbook 2.4 (Amy L. Goodman ed., 1997). Ensuring compliance with relevant US laws such as the Securities Act of 1933, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the law construing the statutory and regulatory framework. In any event Every "investment company" is subject to regulation, unless expressly exempt or excluded. Section 30 - Reports and Financial Statements of Investment Companies and Be Regulated as Business Development Company Section 55 - Acquisition of The Investment Company Act of 1940 was created through an act of Congress to regulate the organization of investment companies and the The Securities Lawyer's Deskbook is maintained the University of Cincinnati College of Law, provides full text of many of the above laws, along with rules and regulations promulgated under each act, selected forms prescribed under the Securities Act of 1933, and regulations setting Standards of Professional Conduct From offices located in financial centers around the globe, our investment management full spectrum of formation, investment, transactional, regulatory, and compliance matters. Our work complements the firm's strengths in securities, asset management and fiduciary Venture Capital & Private Equity Funds Deskbook.
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